CFP Board Code of Ethics & Professional Responsibility

cfp-code-of-ethics-banner

This course is invaluable for all College for Financial Planning graduates and CFP® certificants as it fulfills an essential CFP Board requirement. The presentation will help you understand and apply CFP Board’s Code of Ethics and Professional Responsibility and includes information about incorporating new and existing rules and principles into your everyday professional activities.

You can choose between:

  • A 2-hour online presentation with final exam that can be viewed at your leisure
  • A live webinar that has no required final exam

 

Pricing

2 Hour Online Course

$50

Enroll Now
2 Hour Online Course + Webinar

$75

Enroll Now

Live Online Course Dates

The next live online course will be offered on this date.

  • Tue
    09
    May
    2017

    Live Code of Ethics Presentation

    Adobe Connect Online

    This course satisfies CFP Board’s 2-hour Ethics continuing education requirement, and covers the following CFP Board-required topics:

    • Defining elements of the fiduciary standard
    • Determining when the fiduciary standard applies in a variety of financial planning contexts and scenarios
    • Determining if a CFP® professional is providing financial planning services or material elements of financial planning services
    • Explaining CFP Board’s compensation disclosure requirements to clients and prospective clients
    • Communicating any potential conflicts of interest to a client at the initiation of the client engagement.

    This 2-hour Code of Ethics Presentation qualifies for all of the College's professional designations as well as the CFP Certification. It runs from Noon until 2PM (Eastern Time).

For a complete list of upcoming Live Online Code of Ethics courses click here.