Self-Study Course with Study Materials & Online Access:

Includes enrollment fees, tuition, and materials covering the following topics:

  • Introduction to Mutual Funds
  • Open- & Closed-End Funds: Types & Characteristics
  • Other Packaged Investment Products
  • Risk/Return: Part I
  • Risk/Return: Part II
  • Asset Allocation
  • Selecting a Mutual Fund for a Client
  • Retirement Planning
  • Ethics, Integrity & Professional Conduct