FINRA Securities Training

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The College for Financial Planning has partnered with ExamFX to provide you with the nation’s top FINRA securities license training. ExamFX is the preeminent online pre-licensing educator in the nation.

With a 96% satisfaction rate, these pre-licensing study materials have helped more than 2 million people prepare for their insurance and securities examinations.

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Reasons to choose the College’s Securities Training:

  • The highest pass-rates in the industry. 93% of students who scored higher than 70% on the Guarantee Exam passed their exam on the first attempt!
  • Money back guarantee. We guarantee each student will pass his or her exam on the first attempt. If a student fails the exam within three days after scoring 80% on the Guarantee Exam, we will refund the cost of the material.
  • State and testing provider specific content. All materials are state- and provider-specific so you study what you need to know, with simulations that look and feel like the actual exams.
  • Unmatched support. We have representatives available six days a week, including evening hours with experts on hand to answer industry and state-specific questions. Representatives are educated in all aspects of the courses we offer, so when questions are asked, they’re answered, fast.
  • Multimedia functionality including videos & flashcards. Learn the way you learn best. We offer a rich multimedia online course. Our materials work with many learning styles including Visual and Auditory. Interactive and self-paced features let you study the way that works best for you.
  • The most current materials possible. We are able to offer the most up-to-date state- and provider-specific study materials and exam simulations. Our content experts frequently review state-specific content and provider formats.They know when changes are going to happen, so they’re able to make the appropriate changes to our study materials and simulations.

Best of all, you can apply the cost of your exam preparation toward a financial credential. When you pursue your pre-license training via the College for Financial Planning you can apply the cost of your pre-license education toward one of our professional designation programs or even the CFP® Certification Professional Education Program!

 

Securities Training Options & Pricing

Series 63

Price: $75

Uniform Securities Agent State Law Examination

The Series 63 is required by each state. The Series 63 authorizes holder to transact business within the state. All Series 6 and Series 7 holders must also carry the Series 63.

Series 6

Price: $150

Investment Company Products/Variable Contracts Limited Representative

The Series 6 qualifies the holder to sell “packaged” investment products such as mutual funds, closed end funds, UIT’s, and variable insurance.

Series 6 & 63

Price: $190

A bundle of both the Series 6 & Series 63 study tools

See the Series 6 & Series 63 sections for details on the examination and study tools.

Series 7

Price: $220

General Securities Registered Representative

The Series 7 qualifies the holder to sell all types of registered securities such as Series 6 “packaged” investment products (mutual funds, closed end funds, UITs & variable insurance), individual stocks, individual bonds (corporate, municipal, U.S. Treasuries), Options (calls, puts, LEAPs), and DPP’s (Direct Participation Programs).

Series 65

Price: $190

Uniform Investment Advisor Law Examination

The Series 65 is required for those providing any type of financial advice or service on a fee/non-commission basis (i.e. hourly fee or asset based management fee).

Series 66

Price: $150

Uniform Combined State Law Examination

The Series 66 combines the Series 65 and Series 63 exams/licenses into one exam.

Series 24

Price: $220

General Securities Principal

The Series 24 qualifies the holder to supervise and sign off on business conducted by someone holding their Series 7 license.

Series 26

Price: $190

Investment Company Products/Variable Contracts Limited Principal

The Series 26 qualifies the holder to supervise and sign off on business conducted by someone holding their Series 6 license.

*Printed materials are optionally available for $25 per course. Enrollment includes electronic versions of all study materials and tools.

Currently employed in the financial services industry? We have discount agreements with over 150 financial companies!

Before enrolling online, contact us to see if you qualify for a discount at 1-800-237-9990.