Series 7 – General Securities Registered Representative

PoweredbyExamFX_HIRESThe purpose of the Series 7 exam is to test the degree of competence, skills and abilities necessary to perform the duties of a Registered Representative, as well as the knowledge of procedures and regulations in the transactions of general securities in order to protect investors. Series 7 focuses on seven critical functions of Registered Representatives.

The Series 7 qualifies the holder to sell all types of registered securities such as Series 6 “packaged” investment products (mutual funds, closed end funds, UITs & variable insurance), individual stocks, individual bonds (corporate, municipal, U.S. Treasuries), Options (calls, puts, LEAPs), and DPP’s (Direct Participation Programs).

This exam consists of 250 multiple-choice questions, broken into two sections of 125 questions each. Each section must be completed within 3 hours. A score of 72% is required to pass the exam.

Price: $220

Series 7 – General Securities Registered Representative

The Series 7 qualifies the holder to sell all types of registered securities such as Series 6 “packaged” investment products (mutual funds, closed end funds, UITs & variable insurance), individual stocks, individual bonds (corporate, municipal, U.S. Treasuries), Options (calls, puts, LEAPs), and DPP’s (Direct Participation Programs).

 

 

Reasons to choose the College’s Securities Training:

  • The highest pass-rates in the industry. 93% of students who scored higher than 70% on the Guarantee Exam passed their exam on the first attempt!
  • Money back guarantee. We guarantee each student will pass his or her exam on the first attempt. If a student fails the exam within three days after scoring 80% on the Guarantee Exam, we will refund the cost of the material.
  • State and testing provider specific content. All materials are state- and provider-specific so you study what you need to know, with simulations that look and feel like the actual exams.
  • Unmatched support. We have representatives available six days a week, including evening hours with experts on hand to answer industry and state-specific questions. Representatives are educated in all aspects of the courses we offer, so when questions are asked, they’re answered, fast.
  • Multimedia functionality including videos & flashcards. Learn the way you learn best. We offer a rich multimedia online course. Our materials work with many learning styles including Visual and Auditory. Interactive and self-paced features let you study the way that works best for you.
  • The most current materials possible. We are able to offer the most up-to-date state- and provider-specific study materials and exam simulations. Our content experts frequently review state-specific content and provider formats.They know when changes are going to happen, so they’re able to make the appropriate changes to our study materials and simulations.

Best of all, you can apply the cost of your exam preparation toward a financial credential. When you pursue your pre-license training via the College for Financial Planning you can apply the cost of your pre-license education toward one of our professional designation programs or even the CFP® Certification Professional Education Program!